Obstacles to Democratization in North Africa and the Middle East

In conjunction with this week’s readings on democracy and democratization, here is an informative video of a lecture given by Ellen Lust of Yale University. In her lecture, Professor Lust discuses new research that comparative analyzes the respective obstacles to democratization of Libya, Tunisia, and Egypt. For those of you in my IS240 class, it will demonstrate to you how survey analysis can help scholars find answers to the questions they seek. For those in IS210, this is a useful demonstration in comparing across countries. [If the “start at” command wasn’t successful, you should forward the video to the 9:00 mark; that’s where Lust begins her lecture.]

‘Thick Description’ and Qualitative Research Analysis

In Chapter 8 of Bryman, Beel, and Teevan, the authors discuss qualitative research methods and how to do qualitative research. In a subsection entitled Alternative Criteria for Evaluating Qualitative Research, the authors reference Lincoln and Guba’s thoughts on how to assess the reliability, validity, and objectivity of qualitative research. Lincoln and Guba argue that these well-known criteria (which developed from the need to evaluate quantitative research) do not transfer well to qualitative research. Instead, they argue for evaluative criteria such as credibility, transferability, and objectivity.

Saharan Caravan Routes
Saharan Caravan Routes–The dotted red lines in the above map are caravan routes connecting the various countries of North Africa including Egypt, Libya, Algeria, Morocco, Mali, Niger and Chad. Many of the main desert pistes and tracks of today were originally camel caravan routes. (What do the green, yellow, and brown represent?)

Transferability is the extent to which qualitative research ‘holds in some other context’ (the quants reading this will immediately realize that this is analogous to the concept of the ‘generalizability of results’ in the quantitative realm). The authors argue that whether qualitative research fulfills this criterion is not a theoretical, but an empirical issue. Moreover, they argue that rather than worrying about transferability, qualitative researchers should produce ‘thick descriptions’ of phenomena. The term thick description is most closely associated with the anthropologist Clifford Geertz (and his work in Bali). Thick description can be defined as:

the detailed accounts of a social setting or people’s experiences that can form the basis for general statements about a culture and its significance (meaning) in people’s lives.

Compare this account (thick description) by Geertz of the caravan trades in Morocco at the turn of the 20th century to how a quantitative researcher may explain the same institution:

In the narrow sense, a zettata (from the Berber TAZETTAT, ‘a small piece of cloth’) is a passage toll, a sum paid to a local power…for protection when crossing localities where he is such a power. But in fact it is, or more properly was, rather more than a mere payment. It was part of a whole complex of moral rituals, customs with the force of law and the weight of sanctity—centering around the guest-host, client-patron, petitioner-petitioned, exile-protector, suppliant-divinity relations—all of which are somehow of a package in rural Morocco. Entering the tribal world physically, the outreaching trader (or at least his agents) had also to enter it culturally.

Despite the vast variety of particular forms through which they manifest themselves, the characteristics of protection in tbe Berber societies of the High and Middle Atlas are clear and constant. Protection is personal, unqualified, explicit, and conceived of as the dressing of one man in the reputation of another. The reputation may be political, moral, spiritual, or even idiosyncratic, or, often enough, all four at once. But the essential transaction is that a man who counts ‘stands up and says’ (quam wa qal, as the classical tag bas it) to those to whom he counts: ‘this man is mine; harm him and you insult me; insult me and you will answer for it.’ Benediction (the famous baraka),hospitality, sanctuary, and safe passage are alike in this: they rest on the perhaps somewhat paradoxical notion that though personal identity is radically individual in both its roots and its expressions, it is not incapable of being stamped onto tbe self of someone else. (Quoted in North (1991) Journal of Economic Perspectives, 5:1 p. 104.

Ghosts of Rwanda

In POLI 1140, we have read an excerpt from Rwanda section of Samantha Power’s prize-winning book, A Problem from Hell: America and the Age of Genocide, in which Power assesses the reasons for the lack of response by the Clinton administration in the spring of 1994 to the developing genocide in Rwanda. Power makes many points but one of the most trenchant is that despite the apparently early decision by Clinton that he would not send US troops to Rwanda (fearful that another Somalia could ensue), many other actions–short of sending troops-could have been taken by the US government and military. Something as simple as sending planes with the capability to jam radio frequencies may have slowed down the killing and saved countless lives.

Here is a compelling and very informative documentary by PBS’ Frontline series on the events surrounding the Rwandan genocide, paying special attention to the lack of action on the part of the United Nations and the United States. Many of the ideas in Power’s book are addressed here.

Thomas Lubanga First Person Convicted by ICC

Wednesday, March 14th, 2012 will stand as a watershed moment in international relations and in international law, specifically. Thomas Lubanga, former militia leader in the eastern Democratic Republic of Congo (DRC) is the first person ever convicted by the recently formed International Criminal Court (ICC). Though there have been dozens of convictions of war crimes suspects from the wars in the former Yugoslavia and Rwanda, these cases were process by temporary courts–the ICTY and the ICTR, respectively–and not the ICC. Lubanga was accused of conscripting, enlisting, and using child soldiers in the conflict in the Ituri region of the DRC. Rather than playing a role in the post-war political process, (which he had hoped) Lubanga was arrested in March 2005 and extradited to the ICC one year later. It is only now, seven years after his arrest, that a verdict on this case has come down.

Lubanga’s conviction is the end of a multi=year trial process, the legitimacy of which was undermined at times by the lack of prosecutorial professionalism, and other issues. For more about the trial, go here, and watch the videos below.

My Tribe is my Pain

Here is a very interesting and personal account of a Ugandan’s views about identity–tribal, ethnic, national. I encourage you to read it, but here are some snippets:

If you live in Uganda you must come across these sentiments. My last name begins with Kag-Kagumire. My blog is not under that name for many reasons but this is one of them. When I say my last name to people sometimes they will say: Kaguta, so you’re from the west, Museveni’s relative etc. Even if it’s a slight joke it evokes a feeling that I can’t describe. To associate me with someone that is increasingly becoming negative makes me mad and in my tribe most times it’s okay to be mad and show it. I take time to explain to friends, sometimes gently other times with some emotion that I am from Bushenyi and I have never been to Rwakitura and that my father doesn’t own a single head of cattle. I am a private person but for the sake of clarity I am forced to talk about all these things and now i am writing about them.

Here’s another piece that implies the shifting nature of identities:

But this kind of view is not limited to the ‘uneducated’ Ugandans. A friend once told me that his Ugandan female friend hates ‘westerners’ so much that at her work place when job applications are brought in, she sorts out the west first.  This personal level of disdain for a group of people  is unfathomable. Others point out how rich you’re and how many opportunities you get. Many times I tell the people about my life which is not the most difficult one but is not any better than that of an educated person from the east, north or central.

Ethnic (cultural) diversity and public spending

We talked a little bit in class today about the link between ethnic (cultural) diversity and public spending. The empirical record seems to find that the more ethnic diversity in a polity, the less public spending–health, education, etc.–there is. A recent article in the American Political Science Review (Habyarimana et al. 2007) addresses the theoretical mechanisms that may underlie this empirical association:

A large and growing literature links high levels of ethnic diversity to low levels of public goods provision. Yet although the empirical connection between ethnic heterogeneity and the underprovision of public goods is widely accepted, there is little consensus on the specific mechanisms through which this relationship operates. We identify three families of mechanisms that link diversity to public goods provision—what we term “preferences,” “technology,” and “strategy selection” mechanisms—and run a series of experimental games that permit us to compare the explanatory power of distinct mechanisms within each of these three families. Results from games conducted with a random sample of 300 subjects from a slum neighborhood of Kampala, Uganda, suggest that successful public goods provision in homogenous ethnic communities can be attributed to a strategy selection mechanism: in similar settings, co-ethnics play cooperative equilibria, whereas non-co-ethnics do not. In addition, we find evidence for a technology mechanism: co-ethnics are more closely linked on social networks and thus plausibly better able to support cooperation through the threat of social sanction. We find no evidence for prominent preference mechanisms that emphasize the commonality of tastes within ethnic groups or a greater degree of altruism toward co-ethnics, and only weak evidence for technology mechanisms that focus on the impact of shared ethnicity on the productivity of teams. (my emphasis)

Thus, what the experimenters found was that (at least in their experiment) co-ethnics were more likely to co-operate in a strategic setting than non-co-ethnics. An additional important factor is the ability of the threat of social sanction to be stronger within a homogenous social group, presumably due to more closely linked social networks. (“I’ll tell your mother on you!” as a threat has more of a potential enforcement effect if you think the person making the threat may actually know your mother. And the likelihood of that person knowing your mother increases, other things being equal, if s/he shares the same ethnicity as your mother.

Globalization is good…or is it?

Is globalization good for those in developing countries? What is the link between globalization and poverty? What about globalization and democracy? Today in IS210 we watched a documentary in which the narrator argued that more globalization is good for the poor in developing countries. He argued that countries that have (and are) globalizing, such as Taiwan and Vietnam,  have become richer, more democratic, and poverty levels have plummeted. On the other hand, countries that haven’t democratized, regardless of whether this is the result of domestic or external policy, have done poorly. They’re less democratic and poorer than they otherwise could be.

Here’s a link to the documentary, and some questions that you may want to think about:

  1. Has globalization been beneficial or detrimental to Taiwan’s economic development? Explain.
  2. What role, according to the narrator, do multi-national corporations (MNCs) play in globalization? Should LDCs embrace the arrival of MNCs into their economies? How can the example of Vietnam inform our answers to these questions? Is there a link between MNCs and worker productivity?
  3. According to the narrator, what was the role of sweatshops in the development of Taiwan’s economy? Were they necessary?
  4. What is the link between globalization and democracy? What is the process that causes this empirical link?
  5. What is the reason for Africa’s slow growth, according to the narrator? Which of Collier and Gunning’s [from Chapter 9 of Essential Readings) four categories would apply? How does the situation of Kenya inform our answers to this question?
  6. What is the e ect of developing countries trade policies on economic outcomes in Kenya and in other parts of the developing world?

Digital Media and Political Unrest

Via the Oxford University Press blog (what a great idea!), Philip Howard assesses the link between digital (specifically, social) media and political unrest in the Middle East and north Africa. Although he cautions against running afoul of the common “correlation is not causation” fallacy, Howard does make an illuminating point about the impact of social media and civil society on the potential for a country to experience political unrest:

Digitally enabled protesters in Tunisia and Egypt tossed out their dictator. The protests in Libya have posed the first serious challenge to Gaddafi’s rule in decades and the crisis in that country is not over. Several regimes have had to dismiss their cabinets and offer major concessions to their citizens. Discontent has cascaded over transnational networks of family and friends to Algeria, Bahrain, Jordan, Lebanon, Saudi Arabia, and Yemen. Ben Ali ruled Tunisia for 20 years, Mubarak reigned in Egypt for 30 years, and Gaddafi has held Libya in a tight grip for 40 years. Yet their bravest challengers are 20- and 30-year-olds without ideological baggage, violent intentions or clear leaders.

The answer, for the most part, is online. And it is not just that digital media provided new tools for organizing protest and inspiring stories of success from Tunisia and Egypt. The important structural change in Mideast political life is not so much about digital ties between the West and the Arab street, but about connections between Arab streets.

But a reasonable foreign policy question remains. If digital media changes the political game in countries run by tough dictators, who will fall next?

Here’s a handy chart that gives us an indication of the answer to that question:

ICG claims Ivory Coast on verge of another civil war

In a new report, the International Crisis Group (ICG) claims that the Ivory Coast is on the verge of another civil war. The ICG places the blame for the precarious political situation in that west African country squarely on the shoulders of Laurent Gbagbo, who refuses to acknowledge defeat in the most recent president election. For the executive summary, click here, where you can also find a link to the full report, which is only available in French currently.

Côte d’Ivoire is on the verge of a new civil war between the army loyal to the defiant Laurent Gbagbo, who refuses to acknowledge he lost the November 2010 presidential election, and the “Forces nouvelles” (FN), the ex-insurgency now supporting the winner, Alassane Ouattara. The vote should have ended eight years of crisis, but Gbagbo, staged a constitutional coup and resorted to violence to keep power. The result is a serious threat to peace, security and stability in all West Africa. The African community should not be influenced by the support that Gbagbo enjoys from a part of the population that has been frightened by the ultra-nationalist propaganda and threats of chaos of a militant minority. It must act decisively, not least to defend the principle of democratic elections, but key countries show signs of dangerous disunity. Any proposal to endorse Gbagbo’s presidency, even temporarily, would be a mistake. His departure is needed to halt a return to war.

The November election was intended as the culmination of a painstaking peace process that began after the September 2002 rebellion and was endorsed by many agreements, the latest being the Ouagadougou Political Agreement (OPA) of March 2007. Gbagbo, like all other candidates, took part in the election on the basis of a series of compromises reached on all aspects of organisation and security.

There is no doubt Ouattara won the run-off.

 

 

The Political Economy of Revolution–Egypt

In our last session of IS 210 we looked at the topic, political economy. O’Neil defines political economy as “the study of the role of economic processes in shaping society and history.” The recent overthrow of the Mubarak regime in Egypt is a good case study with which to highlight some of the links between political revolution and political economy. Anybody who has taken a political economy course in political science at the graduate level in the last 15 years or so has almost certainly read Stephen Haggard and Robert R. Kaufman’s influential work, The Political Economy of Democratic Transitions. The authors attempt to answer a series of inter-related questions related to the politics/economics nexus as it appeared to them in the early 1990s:

“What role have economic crises played in the near-global wave of political liberalization and democratization? Can new democracies manage the daunting political challenges posed by economic crises and reform efforts? Under what economic and institutional conditions is democracy most likely to be consolidated?”

Haggard and Kaufman ultimately eschew both liberal theories of modernization and (neo)-Marxist theories of dependency and turn to a rational choice framework that focuses on the strategic actions of political elites–especially presidents and military leaders–under conditions of economic and institutional constraint. In addition, the authors make a few key assumptions, one of which I will highlight here: “…the 0pportunities for political elites to mobilize political support or opposition will depend on how economic policy and performance affect the income of different social groups.” (6) The empirical evidence draws from countries such as Uruguay, Brazil, Argentina, Philippines, Peru, and Bolivia. There argument certainly has relevance for the situation in Egypt today and for the potential for the Egyptian polity to make a successful transition toward consolidated democracy.

Jake Caldwell, Director of Policy for Agriculture, Trade, and Energy at American Progress, and coauthor of The Coming Food Crisis, has written recently about the daunting economic challenges facing any new government with respect to food security. In the midst of rapidly increasing global commodity prices–especially foodstuffs–the government must find a way to continue to feed its people, many of whom live on less than $2/day in income. Caldwell writes:

“Egypt has spent $4 billion a year, or 1.8% of GDP, on its bread subsidization program in an attempt to insulate the 40% of Egyptians living on less than $2 a day from inflation. But prices continue to rise…

…Egypt faces daunting challenges as it prepares for broad presidential and parliamentary elections within a year. Ongoing volatility in global food prices will strain resources during this critical transitional period.

As the world’s largest importer of wheat, Egypt is acutely vulnerable to any surge in food prices. Wheat prices have risen 47 percent over the last year and other staples are rapidly approaching dangerously high levels.

Food price inflation and volatility strike hard at the household budgets of average Egyptian families. Many of them spend 40 percent of their monthly income on food. As prices rise, purchasing power is eroded, and the recovery of Egypt’s fragile economy during the transition is slowed.”

How much time will the new Egyptian government have to provide food security for the Egyptian people before the polity’s patience with democracy is compromised? Or is the public yearning for democracy and liberty so strong that economic crisis will have little effect on democratization in Egypt going forward?